CFTC Letter No. 07 06

Official CFTC letter providing no-action relief for Dubai Mercantile Exchange regarding commodity futures trading regulations.

Federal Trade Commission guidelines for the use of endorsements and testimonials in advertising, providing interpretations of Section 5 of the FTC Act.

Illinois state legislation regulating savings promotion raffles for state banks and savings banks, defining rules and oversight for conducting such promotions.

Department of Defense financial management regulation chapter covering tax policies, exemptions, and administrative procedures related to federal taxation.

Legislative act amending the State Finance Act and Real Estate License Act of 2000, establishing the Real Estate Recovery Fund and modifying definitions and regulations.

Legislative act amending sections of the Real Estate License Act of 2000, including definitions and regulatory provisions for real estate licensing.

A model legislative act providing guidelines for the preparation, issuance, and regulation of insurance certificates in property and casualty insurance.

Official notice regarding the revocation of Earl C. Dennis's Washington State insurance producer license due to alleged client misconduct.

Instructions for requesting a student status letter for various purposes such as banking, employment, and tax exemption.

Federal Trade Commission decision and consent order regarding Hikma Pharmaceuticals' proposed acquisition of Roxane Laboratories securities.

Federal Trade Commission decision and order regarding alleged violations of the Consumer Review Fairness Act by LVTR LLC and Tomi A. Truax.

Tender document by Bank of Baroda for purchasing Adobe Acrobat Pro DC and Adobe Creative Cloud licenses for their Information Technology Department.

Document discussing Federal Trade Commission and Department of Justice cases involving premature coordination during corporate mergers and acquisitions.

Process for Wright State University faculty to request computer equipment that differs from standard university recommendations.

Web-based form for self-assessment and capital request to comply with Public Act 097-0474 requirements for school facilities.

Federal Motor Carrier Safety Administration notice regarding driver exemption renewal and public comment process.

A consultation response form for stakeholders to provide feedback on European Securities and Markets Authority's Discussion Paper on Benchmarks Regulation.

A consultation response form by the European Securities and Markets Authority (ESMA) for collecting stakeholder input on benchmarks regulation.

Official document detailing deficiencies and corrective actions for a healthcare facility

Proposed amendments to Regulation B to provide creditors more flexibility in collecting and retaining ethnicity, sex, and race information for mortgage applicants.

An executive summary of a Consumer Financial Protection Bureau final rule amending Regulation B to provide creditors flexibility in compliance with credit opportunity regulations.

Court of Appeals case involving Federal Trade Commission's lawsuit against multiple corporate entities and individuals for alleged violations.

A bulletin highlighting international technology cooperation opportunities and partnership requests across various technological domains.

Form for transferring a mining reclamation permit between current and proposed operators in Nevada.

A form for submitting warranty claims for air conditioning units, parts, and equipment by technicians or contractors.

Federal Trade Commission document detailing investigation and consent order with Chegg, Inc. related to potential violations of the Federal Trade Commission Act.

Establishes a safety zone around a fireworks barge with specific location restrictions and enforcement details.

An analysis of changes in commercial real estate finance over two decades, examining regulatory impacts and industry evolution.

A structured document for documenting employee performance issues, corrective actions, and disciplinary consequences.

A guide and template for writing a professional resignation letter when stepping down from a charity board or trustee position.

A comprehensive form for requesting prior authorization for medical imaging studies including CT, MRI, CTA, and MRA scans.

Instructions for facilities to complete annual air permit monitoring summary and compliance certification for Wisconsin DNR

Legal document challenging a motion to stay the Federal Trade Commission's Non-Compete Clause Rule, arguing the rule has a strong basis and falls within FTC's statutory authority.

Analysis of the Federal Trade Commission's proposed settlement with Sears regarding inadequate disclosure of consumer data collection practices in online marketing research software.

A form for international students to request various official letters from university international services, such as enrollment verification, financial verification, or academic standing letters.

Public hearing for two bills related to sports wagering and business improvement districts in Washington, D.C.

Legal agreement outlining data processing terms between Jasper AI and its customers for handling personal data.

A research paper exploring strategies for online safety among children and young adults using a mobile application to report inappropriate digital content.

Official form for documenting security incidents at the Mississippi State Department of Health's Office of Health Informatics.

Comprehensive registration application for individuals or entities seeking to register with the National Futures Association, with detailed instructions and disclosure requirements.

An annual self-inspection document for licensed cosmetology and barbering schools to assess compliance with health, sanitation, and safety regulations.

Official form for businesses in Virginia to terminate or change their contractor license status with the Department of Professional and Occupational Regulation.

Form for non-TTUHSC employees to request an eRaider account, specifying access requirements and responsibilities.

Guidance for school districts on obtaining parental consent for ACT testing and educational services for students under 18 years old.

Guidance for Kentucky school districts on obtaining parental consent for ACT test-related services for students under 18 years old.

A form for students to request and recommenders to submit confidential letters of recommendation at Harvard University's Adams House.

Supplemental legal terms governing the use of Adobe's generative AI features, including guidelines for content input and output.

Agreement for individuals to perform data collection tasks for Datoid's AI research and development, involving text, speech, and media labeling and processing.

Official state form for obtaining a new alcoholic beverage license in Florida for businesses seeking to sell or manufacture alcoholic beverages.

A Federal Trade Commission consent order documenting an investigation and agreement with America Online, Inc.

A detailed guide explaining antitrust legal risks and compliance requirements during merger and acquisition processes under the Sherman and Clayton Acts.

A form used to document and track disciplinary actions for interns in an academic or professional setting.

Document containing authorization forms related to firearm possession, discharge, and storage.

A form for submitting and tracking information technology service requests within an organization.

Internal form for requesting IT service and system modifications within an organization's technology infrastructure.

A white paper discussing technology-related terms and conditions for IT procurement contracts in public transit agencies.

A monthly reporting form for pecan handlers to record commodity purchases and submit assessments to the Georgia Agricultural Commodity Commission for Pecans.

Form for requesting electronic and information technology purchases to ensure accessibility for students and users in academic settings.

Official survey form for inspecting automated medication systems in pharmacies, focusing on compliance, testing, and quality assurance.

Form for employees to request access to various Banner modules and Unix accounts at Texas Southern University

Form for requesting access to Banner and Unix system modules for Texas Southern University employees

Comprehensive guidance for professionals applying to become a BCS Fellow, detailing application requirements and criteria.

A Senate bill to promote competitive video services, reduce regulatory barriers, and advance broadband network development.

An official complaint form for filing grievances with the Texas Board of Professional Geoscientists.

A guide explaining the use of the Official Waiver of Standards Form for termite treatments in South Carolina, detailing regulatory changes and requirements.

Academic legal analysis examining arbitration agreements in nursing home contracts and their regulatory implications for patient rights and dispute resolution.

Legal code defining rules and definitions for property and casualty insurance certificates in Utah, including scope, applicability, and key terms.

Federal Trade Commission decision and order regarding alleged violations of the Consumer Review Fairness Act by LVTR LLC and Tomi A. Truax.

Legal definitions and exceptions for trust businesses and related trust activities in Utah state law.

Official instructions for filing a complaint with the Florida Department of Business and Professional Regulation, detailing documentation requirements and complaint process.

Official form documenting disciplinary actions taken against competitors or team officials during a climbing competition.

Invitation for research proposals using Basel III monitoring data, aimed at supporting banking regulation standards.

Official form for reporting large trader positions in futures and options markets to the CFTC for market surveillance purposes.

A two-week artist residency program for Year 11 or 12 ACT students offering comprehensive glass art training and mentorship.

A two-week artist residency opportunity for Year 11 or 12 students in the ACT region to explore glass art techniques and practices.

A guide for preparing and reviewing annual enterprise risk reports for insurance holding company systems as part of NAIC accreditation requirements.

Official form for filing complaints against architects, interior designers, and residential designers in Nevada.

A formal document for filing complaints against lawyers regulated by the Law Society of Saskatchewan, designed to initiate a regulatory review process.

Official form for filing consumer complaints related to real estate transactions with the Illinois Department of Financial and Professional Regulation.

Compilation of multiple IT, services, and procurement contracts with details of suppliers, dates, and values.

A monthly reporting form for corn handlers and processors to report bushel purchases and pay assessment fees to the Georgia Agricultural Commodity Commission for Corn.

A form for corn producers to request a refund of corn assessment fees from the Missouri Department of Agriculture.

European Banking Authority consultation paper proposing regulatory technical standards for unfinished property mechanisms under EU Regulation 575/2013.

A comprehensive form for ordering CT, MRI, and MRA medical imaging exams with detailed patient and clinical information requirements.

Comprehensive licensing package for property owners in Wawa seeking to offer short-term rental accommodations, outlining requirements and application process.

An AI-driven tool that helps organizations analyze, negotiate, and review incoming agreements more efficiently by extracting key terms and generating risk scorecards.

Guide for filing complaints with the Alaska Division of Banking and Securities about financial institutions and securities violations.

A medical referral form for dental cone beam CT imaging studies with patient and physician information collection.

A form for ordering and tracking software licenses and media for Virginia Polytechnic Institute and State University departments.

Regulatory document detailing rules and definitions for wrap mortgage loans in Texas, governing administration and enforcement of Finance Code Chapter 159.

A formal document used to record and document workplace misconduct and associated disciplinary measures for an employee.

Federal Trade Commission legal action against multiple consumer service companies for alleged fraudulent practices, resulting in a default judgment.

Federal document detailing FDIC forms used to collect information about depositors and deposit ownership for failed financial institutions.

A form for requesting electronic funds transfer through various banking platforms with beneficiary and sender details.

Form for requesting and authorizing Active Directory and email system access for faculty, staff, and consultants

Order form for Virginia Tech employees to purchase software and technology accessories at discounted rates.

Official guidance for completing Minnesota Pollution Control Agency compliance inspection form for subsurface sewage treatment systems

Official form for filing complaints related to common interest community violations in Virginia, to be used after association complaint processes are exhausted.

Guidance for filing complaints against regulated professions and occupations in Virginia by the Department of Professional and Occupational Regulation.

An advanced AI system for automated, high-precision extraction of key information from complex contracts using neuroscience-based technology.

A form used by the Rhode Island Department of Health for reviewing and approving food product labels.

Official SEC form for securities offerings under Regulation A with specific eligibility requirements and offering price limitations.

Annual reporting form for pesticide applicators and technicians documenting their commercial pesticide applications in New York State.

Official form for purchasing ethyl/grain alcohol for non-consumption purposes such as manufacturing, mechanical, medicinal, or scientific uses.

A compliance form for dental facilities to report their amalgam handling practices and separator installation as required by federal dental regulations.

Official guidelines for franchise registration and disclosure requirements by the North American Securities Administrators Association, effective July 1, 2008.

A form for Virginia Tech employees to purchase software licenses and technology accessories at discounted rates.

Detailed policy commentary analyzing potential impacts of proposed FTC rulemaking on non-compete clauses in employment contracts.

Annual report documenting University Information Services (UIS) activities, accomplishments, and strategic alignment for fiscal year 2013.

Application form for GAANN Fellowship at FIU, focused on AI and Cybersecurity research doctoral programs.

A comprehensive model law guideline for regulating property and casualty insurance rates, policy forms, and competitive market practices.

Legal motion by the Commodity Futures Trading Commission to obtain signed service request forms for international legal process in Mexico

Order dismissing a complaint between Richard Bryan Graham and Interactive Brokers LLC following an amicable settlement

A form for transferring warehoused grain ownership between a grower and a buyer through GrainCorp's system

Policy establishing requirements for handling fats, oils, and greases to prevent sanitary sewer overflows and protect wastewater treatment systems.

Legal agreement defining terms for grain storage and handling between growers and storage facilities

Legal statute governing hospital service corporation contract filing and rate approval requirements with the Commissioner of Insurance.

Request for competitive proposals for Oracle cloud system managed services and support for Greenville Utilities Commission.

Federal Trade Commission legal document resolving allegations of deceptive telemarketing practices against Lift International, LLC and Ari Monkarsh.

A form for requesting computer hardware for Montgomery College employees, with options for remote work and instructional needs.

Official form for submitting complaints about healthcare facilities in Illinois to the Department of Public Health's Central Complaint Registry.

Testimony by Karen Mann representing professional appraisal organizations about appraisal regulatory oversight before a House subcommittee.

Louisiana state law establishing licensing and regulation requirements for home inspectors to protect public safety and welfare.

Legislation establishing licensing and regulatory requirements for home inspectors in Louisiana to protect public safety and welfare.

A formal document used to record and track employee performance issues, misconduct, and potential disciplinary actions at the University Health Science Center.

A critical analysis of proposed investor rights and their potential impact on environmental and health regulations in the EU.

A form for tracking and managing system access and resources for new or transitioning employees in an educational or administrative setting.

Guidelines for insurance companies regarding policy cancellation notices and policyholder rights in West Virginia.

A form for filing an informal complaint with the Hawaii Public Utilities Commission regarding utility services or issues.

Official form for requesting Dell computer products for university departments, with specific instructions for processing and approval.

A comprehensive form for submitting and evaluating technology project proposals within an organization

An addendum modifying standard contract terms for IT services between a contractor and the Virginia Community College System (VCCS)

Agreement between Tulsa County and CDW Government, LLC for Mimecast M2A and LCS-Gold annual subscriptions

A form used to document and track IT equipment maintenance requests within an organization.

Administrative procedure defining the technology governance process and requirements for technology procurement review at Marshall University.

A service agreement between Cornell University and a technology consultant for professional IT services and deliverables.

A form for requesting network and infrastructure services at Southern Illinois University Edwardsville (SIUE)

Guidelines for staff to request and purchase IT equipment through the Information Technology Services department's requisition process.

A health insurance waiver form specifically designed for international J-1 scholars and their J-2 dependents at the University at Buffalo.

Academic paper examining competition in the United States communications sector and policy implications for service access across different geographic regions.

Testimony before the House Judiciary Committee on the FTC's work in competition and consumer protection.

Comprehensive guide comparing key characteristics of different legal forms available for charitable organizations in Scotland.

A form for students to provide detailed information to support their letter of recommendation request from a reference.

Legal request to the SEC regarding corporate merger and securities regulations for LIN TV Corp. and LIN Media LLC.

A legal agreement between a licensee and the New Jersey Department of Banking and Insurance regarding the storage and accessibility of business records.

An ordinance regulating wastewater discharge, establishing standards and rules for public owned treatment works (POTW) in Tallmadge Township, Michigan.

A legal agreement between the State of Washington and a Native American tribe regarding marijuana regulation and sales on tribal lands.

Defines the technology governance process and outlines requirements for technology procurement review at Marshall University.

A form allowing students to enroll in college-level math courses despite not meeting standard ACT math prerequisites

An academic working paper examining the World Trade Organization's approach to digital trade and electronic commerce regulations.

A model regulation for standardizing health care claim forms to reduce complexity and encourage electronic data interchange in healthcare billing and reimbursement.

Policy update regarding medical form submission requirements for Rhode Island state pilots and medical certification compliance.

A standardized survey used by CLHIA member companies to assess compliance functions of Managing General Agencies (MGAs)

A comprehensive form for requesting software development changes, system modifications, and technical support within an organization.

Form for mobile food units to obtain approval for proper wastewater and greywater discharge through a designated commissary.

A form for requesting multiple listing certification of product models with UL (Underwriters Laboratories)

A consent form for a research study inviting youth to submit narratives about Wyoming's future, with the potential for academic publication of de-identified submissions.

A parental consent form for a youth narrative research study exploring Wyoming's future through a creative contest and academic research project.

Consent form for Nebraska public school juniors to take the standardized ACT college entrance exam, outlining test features and information collection process.

A comprehensive form for proposing and initiating new IT projects, capturing project vision, goals, resources, and approval requirements.

Official notice detailing procedures for fixed-price sale of 2021 CO2 allowances to Certified Dispatch Agreement Facilities in New Jersey.

A comprehensive plan for developing national legislation to implement the CITES Convention, outlining key legislative components and regulatory requirements.

Proposed amendment to university parking regulation that separates traffic provisions, updates permit fees and fines, and reformats regulation text.

Provides official guidelines for parking and traffic control practices at the University of West Florida, including parking fees and enforcement policies.

Form providing information and consent for Nebraska public school students in the Third Year Cohort to take the standard college admission ACT test.

Request for proposals from qualified Managed IT Services Providers to provide IT services to the Naugatuck Valley Council of Governments.

A regulatory document establishing guidelines for information technology-based lending services in Indonesia, aimed at supporting financial industry growth and alternative financing.

A form for facilities or agencies to request a waiver from the Office of Mental Health and Substance Abuse Services in Pennsylvania.

Instructions for submitting and processing Oracle software configuration service requests within an organization's information technology workflow.

A form for ordering personalized letters from Santa for children, with customizable details about the child and family.

Form for requesting domain name services from the Louisiana Office of Technology Services, including domain creation, modification, and removal.

Proposal to revise IRS regulations for tax classification of foreign entities and trusts, aiming to simplify filing and reduce administrative burden.

Official disclosure document for Aurelius Family Office, LLC, providing details about business practices and investment advisory services.

Official inspection form for assessing compliance with petroleum bulk storage regulatory requirements in New York State.

A monthly assessment form for pecan first handlers to report purchases and pay associated fees to the Georgia Agricultural Commodity Commission for Pecans.

Official document outlining mandatory mechanical inspection requirements for pedicab owners in Columbus, Ohio, effective August 2, 2013.

A form used by the Office of Human Resources to process employee changes such as transfers, title changes, status modifications, and separations.

A comprehensive medical intake form for patients undergoing PET/CT imaging, collecting patient medical history, current health status, and pre-scan details.

Official form for reporting adverse incidents related to pesticide applications under NPDES permit regulations.

Comprehensive guide and application packet for obtaining a Private Home Care Provider license in Georgia from the Department of Community Health.

Establishes procedures for requesting and purchasing information technology equipment within University Housing units.

A legal newsletter discussing regulatory considerations for financial forecasts in mergers and acquisitions transactions.

A lobbying expense reporting form for documenting monthly expenditures by registered lobbyists in North Carolina

Annual report detailing the development of Section 508 compliance processes and procedures for procurement activities.

Regulation detailing financial procedures, budget requirements, and forms for the Puerto Rico Wing of Civil Air Patrol.

Guidelines for reporting potential violations of the North Carolina Physical Therapy Practice Act to the state board of examiners.

A proposal form for submitting changes to risk-based capital methodology and documentation for insurance regulators.

Proposal form for submitting changes to Risk-Based Capital (RBC) regulations and instructions across different insurance sectors.

A confidential template for documenting security incidents within the Rawls College of Business, with guidelines for reporting and tracking potential security events.

A comprehensive referral form for veterinary diagnostic procedures including CT scan, endoscopy, and internal medicine consultation.

Form for tracking and managing transfer, donation, destruction, or recycling of IT equipment valued under $5,000

Regulatory document governing real estate brokers and salespersons licensing and practices in Rhode Island.

Overview of SEC's Regulation A rules for securities offerings, including two-tier system for capital raising with different requirements and investor limitations.

A form for requesting a waiver from specific regulatory requirements in New York state for healthcare or housing facilities.

A strategic program by Vantage Learning to expand international channels and partner with organizations for educational technology services.

Request for Proposal for selecting a Managed IT Services Provider for a school district serving approximately 520 students.

Booking form for hotel room reservations at Rove Downtown Dubai for The Executive Council event from March 6-10, 2017.

Legislative act authorizing the State Lottery Division to implement and operate iGaming at Twin River gaming facilities through an agreement with Bally's Corporation.

Letter from the Society for Corporate Governance providing feedback on proposed SEC cybersecurity disclosure regulations.

A university senate action form approving a loan policy for an optional retirement plan at the University of Northern Colorado.

Legislative act requiring disclosure forms and defining terms related to viatical settlement purchases in Montana.

A comprehensive risk assessment document outlining health and safety evaluation procedures for events and activities.

A form for reporting information security incidents at San Francisco State University that potentially compromise IT asset confidentiality, integrity, or availability.

A regulatory notice regarding a proposed rule change for securities exchanges, inviting public comments and describing potential suspension procedures.

A form for requesting computer equipment and accessories for staff, faculty, and labs at an educational institution.

A request for proposal for IT staff enrichment solutions issued by SURS, seeking vendor proposals for staffing and training services.

A comprehensive guide for using TechNET's online timesheet submission and tracking portal for employees.

Scholarship award for high school seniors in Utah demonstrating technology skills and leadership in computer information technology courses.

Form for modifying existing telephone settings or requesting changes to phone services at Bergen Community College.

A proposal form for creating immersive future-focused sessions for the AAM Annual Meeting, where presenters speak from a specific future perspective.

Regulation specifying budget development and referendum procedures for community school districts in Maine.

A form for certifying annual compliance with permit terms and conditions for air quality regulations.

A comprehensive form for documenting and investigating technology security incidents at the University of New Hampshire.

A form for requesting and approving IT equipment purchases within an organization, including details about the item, purpose, and funding.

Authorization form for students, faculty, staff, and guests to access SUNY College of Optometry computing resources and facilities.

A form for submitting general inquiries to the Grand River Conservation Authority about planning, permits, and property-related questions.

Visa application form for guests staying at Rove Hotels in Dubai, UAE, covering personal and travel details for visa processing.

Detailed report of pharmacy licensing, registration, and approval activities for the first quarter of 2022.

A document for transferring ownership of warehouse-stored commodities between a seller and buyer through Pearsons Transport Services.

A form for reporting critical incidents involving healthcare enrollees, including death, injury, abuse, or violent acts.

A comprehensive document outlining safety requirements and application process for testing autonomous vehicles in Boston and Massachusetts.

An examination of non-compete agreements and recent Federal Trade Commission enforcement actions and proposed rulemaking to restrict their use.

A guide providing resignation letter templates for trustees looking to leave their current trustee role professionally.

Agreement between Topstep and a trader for simulated trading services and potential compensation based on trading performance.